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NIST AI RMF · Subcategory 3.5

Processes for human oversight are defined, assessed, and documented in accordance with organizational policies from GOVERN function.

Summary

Processes for human oversight are defined, assessed, and documented in accordance with organizational policies from GOVERN function.

human oversight

Read the full official text: https://airc.nist.gov/airmf-resources/playbook/

← Subcategory 3.4

Processes for operator and practitioner proficiency with AI system performance and trustworthiness – and relevant technical standards and certifications – are defined, assessed and documented.

Subcategory 4.1 →

Organizational policies, and practices are in place to foster a critical thinking and safety-first mindset in the design, development, deployment, and uses of AI systems to minimize negative impacts.

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Subcategory 1.1

Legal and regulatory requirements involving AI are understood, managed, and documented.

Subcategory 1.1

A determination is made as to whether the AI system achieves its intended purpose and stated objectives and whether its development or deployment should proceed.

Subcategory 1.1

Intended purpose, potentially beneficial uses, context-specific laws, norms and expectations, and prospective settings in which the AI system will be deployed are understood and documented. Considerations include: specific set or types of users along with their expectations; potential positive and negative impacts of system uses to individuals, communities, organizations, society, and the planet; assumptions and related limitations about AI system purposes; uses and risks across the development or product AI lifecycle; TEVV and system metrics.

Subcategory 1.1

Approaches and metrics for measurement of AI risks enumerated during the Map function are selected for implementation starting with the most significant AI risks. The risks or trustworthiness characteristics that will not – or cannot – be measured are properly documented.