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NIST AI RMF · Subcategory 1.3

The organization’s mission and relevant goals for the AI technology are understood and documented.

Summary

The organization’s mission and relevant goals for the AI technology are understood and documented.

societal valuessocio-technical systems

Read the full official text: https://airc.nist.gov/airmf-resources/playbook/

← Subcategory 1.3

Responses to the AI risks deemed high priority as identified by the Map function, are developed, planned, and documented. Risk response options can include mitigating, transferring, avoiding, or accepting.

Subcategory 1.3 →

Internal experts who did not serve as front-line developers for the system and/or independent assessors are involved in regular assessments and updates. Domain experts, users, AI actors external to the team that developed or deployed the AI system, and affected communities are consulted in support of assessments as necessary per organizational risk tolerance.

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Subcategory 1.1

Legal and regulatory requirements involving AI are understood, managed, and documented.

Subcategory 1.1

A determination is made as to whether the AI system achieves its intended purpose and stated objectives and whether its development or deployment should proceed.

Subcategory 1.1

Intended purpose, potentially beneficial uses, context-specific laws, norms and expectations, and prospective settings in which the AI system will be deployed are understood and documented. Considerations include: specific set or types of users along with their expectations; potential positive and negative impacts of system uses to individuals, communities, organizations, society, and the planet; assumptions and related limitations about AI system purposes; uses and risks across the development or product AI lifecycle; TEVV and system metrics.

Subcategory 1.1

Approaches and metrics for measurement of AI risks enumerated during the Map function are selected for implementation starting with the most significant AI risks. The risks or trustworthiness characteristics that will not – or cannot – be measured are properly documented.